Advisors with Highland Partners Financial Services, which is led by Managing Partner G. Mark Hamby, have joined LPL Financial's broker-dealer, RIA and investment advisor platforms. The move comes as part of the firm's strategic growth plan to expand its services and offerings to clients. The team brings a wealth of experience and expertise in financial planning and investment management to their new roles at LPL Financial.
The firm, led by a three-decade industry veteran, is hopping to LPL after affiliating with Momentum Independent Network. This transition to LPL Financial will provide the advisors with access to a wider range of resources, technology, and support to better serve their clients and help them achieve their financial goals. The team is excited about the opportunities that this new partnership will bring and is committed to providing top-notch personalized service to their clients.
An investment fund operator from Highland Park has been sentenced to federal prison for losing millions on risky trades and then lying to authorities. This unfortunate incident serves as a reminder of the importance of working with reputable and trustworthy financial advisors who have a track record of putting their clients' best interests first. It is crucial to do thorough research and due diligence when selecting a financial advisor to ensure that your financial future is in good hands.
The three Hillsboro branches of Edward Jones Investments joined forces on Saturday, July 13, to host their annual client appreciation event, showcasing their commitment to building strong relationships with their clients. Events like these are a great opportunity for clients to interact with their advisors in a casual setting and learn more about the services and resources available to them. Building trust and rapport with clients is key to a successful financial advisor-client relationship.
Have an issue with your financial planner or looking for a new one? Email questions or concerns to picks@marketwatch.com. It is important to address any concerns or issues you may have with your financial advisor promptly to ensure that your financial goals are being met. Communication is key in any relationship, including the one you have with your financial advisor.
North Highland, an Atlanta-headquartered management consulting firm, has hired Michael Drews as vice president and head of the US financial services industry. This strategic hire further strengthens the firm's position in the financial services sector and demonstrates their commitment to providing top-notch advisory services to their clients. Michael Drews brings a wealth of experience and expertise to his new role and will be instrumental in driving growth and innovation in the financial services industry.
Financial advisor David Swartz, 59, of Highland Park was sentenced to two years in federal prison for wire fraud and assisting in illegal activities. This case serves as a cautionary tale about the consequences of unethical and illegal behavior in the financial services industry. It is crucial for financial advisors to uphold the highest ethical standards and always act in the best interests of their clients to maintain trust and integrity in the industry.
59-year-old David Swartz of Highland Park, Ill. was sentenced by District Judge William M. Conley on Thursday. The sentencing sends a strong message that illegal activities and fraudulent behavior will not be tolerated in the financial services industry. It is essential for advisors to operate with honesty, transparency, and integrity to protect their clients and the reputation of the industry as a whole.
David Swartz, 59, of Highland Park, Ill., pleaded guilty in April to charges of wire fraud and assisting in the preparation of a false tax return. This case highlights the importance of conducting thorough background checks and due diligence when selecting a financial advisor. It is crucial to work with advisors who have a clean record and a history of ethical behavior to safeguard your financial interests.
