,"For more information on the SEC registered investment advisor, please go to the SEC website at www.SEC.gov and type in the SEC registration number 801-..."
As the financial marketplace becomes more complex, it is increasingly important for investors to find a qualified registered investment advisor (RIA). A website that helps investors find a financial advisor has been launched, covering more than 17,000 registered investment advisory firms the site covers.
Advisors who wear two hats–meaning they are dually registered as brokers and investment advisors–need to make that distinction clear to their clients. Goldman Sachs Advisor Solutions is built to provide independent advisors with access to institutional-grade products and services, said Bill Davidson, managing director of Goldman Sachs. The website offers a comprehensive directory of registered investment advisors, with information about their experience and qualifications, as well as any disciplinary actions.
Clients of a registered investment advisor investing in Cynosure will have the opportunity to execute all investment through a single evergreen portfolio. The Hartford Funds is not an affiliate of Schroders plc. Schroder investment Management North America Inc. (“SIMNA”) is an SEC registered investment adviser, providing asset management products and services in the U.S. through a variety of channels.
The firm includes subsidiaries Sanctuary Advisors, a Securities and Exchange Commission-registered investment advisor; Sanctuary Securities, a broker-dealer; and Sanctuary Wealth Services, a financial planning and wealth management firm. The new firm will also leverage FS investment' wealth management distribution capabilities across wirehouse, registered investment advisor (RIA) and independent broker-dealer channels.
Schroders Institutional Investor Study analyses the investment perspectives of 750 institutional investors across North America, Europe and Asia. Schroder investment Management North America Inc. (“SIMNA”) is an SEC registered investment adviser, CRD Number 105820, providing asset management products and services in the U.S. through a variety of channels.
investors should be aware of the potential risks associated with investing in an advisor who is registered with the SEC. investors should always consult with the SEC before investing in any registered investment advisor. For more information on the SEC registered investment advisor, please go to the SEC website at www.SEC.gov and type in the SEC registration number 801-7792.
